100+ Years of Legal Experience and Innovation
3636 Nobel Drive, Suite 215, San Diego, California 92122 | (858) 404-9800 | firstname.lastname@example.org
Compliance with securities laws is of critical importance when forming a corporation or startup business that seeks to raise funding. Securities are highly regulated, and failure to comply can expose you and your company to significant civil, and even criminal, penalties. We guide businesses as to what type of offering is best, and will prepare the necessary filings to ensure legal compliance.
We offer fixed monthly fee arrangements for ongoing public reporting matters (e.g. Annual Reports on Form 10-K, Quarterly Reports on Form 10-Q, Current Reports on Form 8-K, Proxy Statement on Schedule 14A, and planning/coordinating Annual Shareholder Meetings). This enables us to support our clients without the concern of runaway fees.
Our services include:
Employee Stock Option or other compensation plans